602.2 - Procedure for Purchasing and Trading in of Capital Equipment

Summary

This procedure provides basic guidance related to the purchasing and trading-in of capital equipment.

Body

Title

University of North Carolina at Chapel Hill Finance Procedure 602.2 - Procedure for Purchasing and Trading in of Capital Equipment

Introduction

Purpose

This procedure is to provide basic guidance related to the purchasing and trading-in of capital equipment.

Scope

This Procedure applies to all employees of the University of North Carolina at Chapel Hill ("University").

Procedure

Purchases

When purchasing or trading capital equipment, the Principal Investigator and/or departmental administrative personnel assisting in the acquisition of equipment must adhere to University purchasing procedures. When anticipating a purchase, contact Purchasing Services. Purchasing Services will handle the required purchase orders. The Asset Management team will run a report identifying all purchase orders greater than or equal to the capitalization threshold, monitor the purchases and identify equipment that should be capitalized based on the University's capitalization rules (See Finance Policy 601 - Policy on Capital Assets). Only equipment acquisitions that meet the Office of the State Controller (OSC) capitalization requirements can be reported on the University's financial statements as capital assets. Those not meeting the OSC capitalization requirements should be expensed by the department or unit. Equipment is to be recorded at the purchase price plus shipping fees, setup costs and legal fees.

Trade-Ins

University-owned surplus property may be traded in for new equipment, through the purchase order system.

When anticipating a trade, contact Purchasing Services. Purchasing Services will handle the required approvals to trade the old equipment for new equipment through the State Surplus Property Office.  When State Surplus approves the trade, Purchasing Services will place the purchase order. After the approved purchase order is placed and the equipment being traded is prepared to leave campus, the department or unit trading the item should remove the University Asset Management decals from the equipment and affix the decals to Finance Form 603.5.1f - Capital Equipment Relocation Form. This form notifies Asset of the transaction so that department inventories can be updated. The new equipment is to be recorded at the purchase price plus shipping fees, setup costs, and legal fees. The traded-in capital asset is recorded at Net Book Value amount (if available) or market value.

Formal approval is normally required from federal agencies (occasionally delegated to the Office of Sponsored Research (OSR) prior to purchasing equipment if not listed in the approved proposal/budget. The Principal investigator may compile a list of all anticipated equipment for a one-time approval in order to reduce the paperwork and time necessitated by approving each piece of equipment separately.

Exceptions

None.

Definitions

Capital Equipment  - Equipment with a useful life of two or more years are capitalized if the acquisition cost is $5,000 or more per item or aggregate component parts, contains or is made of non-expendable material and is not made for consumption. The acquisition cost of equipment includes installation charges and freight. See Finance Policy 601 - Policy on Capital Assets for more details.

Frequently Asked Questions

Q. Could a non-capital asset be traded in for new capital equipment?

A. Non-capital assets must be expensed out by campus departments. The departmental head must adhere to University purchasing procedures on the trade-in.

Q. Could we purchase capital equipment with a Buy 1 Get 2 promotion (Buy 2 Get 3)?

A. Yes. Record the fully-paid capital purchase at the purchase price plus shipping fees, setup costs, and legal fees, if any. The free items should be recorded as a gift/donation to the University (see Finance Procedure 602.1 - Procedure for Receiving Gifts and Donations of Capital Equipment to the University).

Q. How do we handle the trade-in discount?

A: List the trade-in discount as a separate line in the requisition of new equipment.

Related Requirements

External Regulations and Consequences

University Policies, Standards, and Procedures

Forms

Contact Information

Primary Contact

Details

Details

Article ID: 131669
Created
Thu 4/8/21 9:14 PM
Modified
Mon 11/18/24 11:49 AM
Responsible Unit
School, Department, or other organizational unit issuing this document.
Finance and Budget
Issuing Officer
Name of the document Issuing Officer. This is the individual whose organizational authority covers the policy scope and who is primarily responsible for the policy.
Issuing Officer Title
Title of the person who is primarily responsible for issuing this policy.
Director, eProcurement and Materials Management
Next Review
Date on which the next document review is due.
04/17/2025 12:00 AM
Last Review
Date on which the most recent document review was completed.
01/10/2022 10:00 AM
Last Revised
Date on which the most recent changes to this document were approved.
01/11/2022 10:00 AM
Effective Date
If the date on which this document became/becomes enforceable differs from the Origination or Last Revision, this attribute reflects the date on which it is/was enforcable.
05/27/2022 12:00 AM
Origination
Date on which the original version of this document was first made official.
07/01/1997 12:00 AM